Your guide through the regulatory storm
Ludwig Advisors counsels the world’s premier financial institutions as they navigate complex regulatory terrain.
With expertise cultivated at the highest levels of industry and government, our team of former regulators, financial services executives and legal professionals delivers tailored solutions and strategic guidance for the myriad of challenges facing today’s leading financial institutions.
Expert Services
From complex regulatory issues to strategic imperatives, our team leverages deep, multi-disciplinary expertise to provide bespoke advisory services.
Objective Regulatory Assessment
Independent, objective review of complex events to develop fact-based explanations, root-cause analyses, and remediation and prevention plans
Response Management and Remediation Support
Management and guidance of responses to inquiries, investigations and interactions with regulatory agencies
Strategic Planning and Governance Support
Strategic assessment of organizational challenges and growth opportunities to provide compliance and governance planning solutions, high-value transaction and M&A regulatory strategy, and board advisory and executive counsel
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